Grievance / Escalation Matrix
In case your concerns are not addressed within reasonable time i.e. within 5 working days, you may escalate it to next level as per the defined matrix.
Level | Name | Location | Contact 1 | Contact 2 | Email | Timing |
---|---|---|---|---|---|---|
1 | Customer Service Customer Care / Client Servicing | 30th Floor, SunshineTower, Senapati Bapat Marg, Dadar(W), Mumbai, Maharashtra 400013 | 022-41792999 | - | All Trading Days – 8 am to 5 pm | |
2 | Jeffrey DeSouza Head of Customer Care | 30th Floor, SunshineTower, Senapati Bapat Marg, Dadar(W), Mumbai, Maharashtra 400013 | 022-4179 2936 | 022-7114 6936 | All Trading Days – 8 am to 5 pm | |
3 | Kapil Jaikalyani Compliance Officer | 30th Floor, SunshineTower, Senapati Bapat Marg, Dadar(W), Mumbai, Maharashtra 400013 | 022-7114 6955 | 022-4179 2955 | All Trading Days – 8 am to 5 pm | |
4 | Ravi Kumar CEO | 30th Floor, SunshineTower, Senapati Bapat Marg, Dadar(W), Mumbai, Maharashtra 400013 | 022-7114 6941 | 022-4179 2941 | All Trading Days – 8 am to 5 pm |
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with score or Exchange at NSE, BSE, MCX or Depository at CDSL or ODR portal for Investors at Smart ODR. Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal or at Depository.
Escalation Matrix (RKSV Commodities India Private Limited):
Name | Location | Contact | Email |
---|---|---|---|
Customer Service Customer care | 30th Floor,Sunshine Tower, Senapati Bapat Marg, Dadar (W),Mumbai, Maharashtra 400013 | 022-41792999 | |
Jeffrey DeSouza Head of Customer care | 30th Floor,Sunshine Tower, Senapati Bapat Marg, Dadar (W),Mumbai, Maharashtra 400013 | 022-41792999 022-71146936 | |
Amit Lalan Compliance Officer | 30th Floor,Sunshine Tower, Senapati Bapat Marg, Dadar (W),Mumbai, Maharashtra 400013 | 022-71146955 022-41792955 |
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with score or Exchange at NSE, BSE, MCX or Depository at CDSL or ODR portal for Investors at Smart ODR. Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal or at Depository.
i. Basic details of the SB such as registration number, registered address of Head Office and branches if any.
Stock Broker Name | Registration No. | Registered Address | Branch Address (if any) | Contact No | Email |
---|---|---|---|---|---|
Upstox Securities Private Limited | INZ000315837 | 809,New Delhi House, Barakhamba Road,Connaught Place, New Delhi - 110001 | Unit 301,The Summit Business Bay – Omkar 513,Andheri - Kurla Road, opp. PVR cinema, Gundavali,Andheri East,Nr. WEH Metro, Mumbai-400093 | 022 -23753793-94 | |
RKSV Commodities India Private Limited | INZ000015837 | 809,New Delhi House, Barakhamba Road,Connaught Place, New Delhi - 110001 | Unit 301,The Summit Business Bay – Omkar 513,Andheri - Kurla Road, , opp. PVR cinema, Gundavali,Andheri East,Nr. WEH Metro, Mumbai-400093 | 022 -23753793-94 |
All Trading Days – 8 am to 5 pm
ii. Names and contact details of all Key Managerial Personnel including the Compliance Officer:
Sr. No | Name of the Individual | Designation | Contact | Email |
---|---|---|---|---|
1 | Ravi Kumar - Upstox Securities Private Limited | CEO | 022-41792936 022-71146936 | |
2 | Kapil Jaikalyani - Upstox Securities Private Limited | Compliance Officer | 022-71146941 022-41792941 | |
3 | Amit Lalan- RKSV Commodities India Private Limited | Compliance Officer | 022-71146941 022-41792941 |
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with score or Exchange at NSE, BSE, MCX or Depository at CDSL or ODR portal for Investors at Smart ODR. Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal or at Depository.
iii. Step by step procedures for opening an account, filing a complaint on designated email id, and finding out the status of the complaint etc.
- a) Below is the detailed write up on the procedure for opening an account:
How can I open a new Trading and Demat account?
- b) Below is the detailed write up on procedure for filing a complaint on designated email id/ Toll-free number and procedure for finding out status of the complaint basis Ticket Number:
A customer can raise a complaint through email, chat and voice
- Customers can raise a ticket at Submit a ticket
- Customers will receive an email acknowledgement on their Registered Email ID, with the Ticket number for the complaint registered
- Customers will receive the status of their tickets in their registered email ID
Voice
022 - 41792999
022 - 69042299
022 - 71309999
- Advisor will provide immediate verbal solution, where applicable
- In case the above is not possible, the Advisor will raise a Ticket for the Customer’s issue
- Customers will receive an email acknowledgement on their Registered Email ID, with the Ticket no. for the complaint registered
- Customers will receive the status of their tickets in their registered email ID
Chat
Customers can chat with Upstox
Chat with us 24x7
- Advisor will provide immediate chat solution, where applicable
- In case the above is not possible, the Advisor will raise a Ticket for the Customer’s issue
- Customers will receive an email acknowledgement on their Registered Email ID, with the Ticket no. for the complaint registered
- Customers will receive the status of their tickets in their registered email ID
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with score or Exchange at NSE, BSE, MCX or Depository at CDSL or ODR portal for Investors at Smart ODR. Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal or at Depository.
iv. Details of Authorized Persons
List Of Authorised Persons (AP)
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with score or Exchange at NSE, BSE, MCX or Depository at CDSL or ODR portal for Investors at Smart ODR. Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal or at Depository.